Junior Compliance Manager

• Hire Resolve is seeking a detail-oriented, highly motivated Junior Compliance Manager to join a leading Financial Services Provider FSP based in Pretoria, Gauteng. Reporting to senior compliance leadership, this full-time role focuses on supporting regulatory compliance frameworks, conducting FAIS and FICA monitoring, reviewing operational policies, and assisting with regulatory reporting.

Key Performance Areas

• Regulatory Compliance Monitoring: Conduct ongoing compliance reviews and risk assessments to ensure alignment with FAIS, FICA, POPIA, and key FSCA regulations.
• Policy & Process Maintenance: Assist in drafting, updating, and implementing internal compliance policies, standard operating procedures, and risk management frameworks.
• FICA & AML Screening: Review client onboarding documentation, perform anti-money laundering AML verification, and conduct PEP/sanctions screening.
• Reporting & Documentation: Compile monthly compliance reports, track regulatory action logs, and assist with statutory filings to regulatory bodies.
• Compliance Advisory & Training: Provide basic compliance guidance to internal operational teams and assist in delivering ongoing regulatory awareness training.

Minimum Requirements

• Education: Relevant Degree in Law LLB, Commerce, BCom Law, or Compliance Management.
• Experience: Minimum of 1 to 3 years of experience in a junior compliance or regulatory risk role within the Financial Services / FSP industry.
• Regulatory Knowledge: Sound understanding of FAIS Act, FICA, POPIA, Treating Customers Fairly TCF, and FSCA regulatory requirements.
• Certifications: CISA / Compliance Institute South Africa membership or progress toward RE1/RE5 qualifications is highly advantageous.
• Skills: Exceptional analytical capabilities, precise report-writing skills, high ethical standards, and strong communication abilities.