Compliance Administrator: RA SC SFP (Lynnwood) (JG 06)
Sanlam Group · Pretoria, Gauteng
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Start free — we apply for you →What will you do?
- Undertake to fully understand the content and impacts of all relevant legislation and requirements for the financial services industry.
- Ensure that all compliance practices and procedures are strictly observed in terms of disclosures, advice, record keeping, and ethics/behaviour undertaken when dealing with advisers and clients.
- Track, interpret and communicate trends or gaps in terms of risks within the business.
- Support the complaints register and resolution process.
- Ensure all complaints are logged, investigated properly, and resolved according to the due process. Undertake to do the necessary report and record keeping thereof.
- Gatekeep and monitor new business submitted for a compliance review
What will make you successful in this role?
Qualification & experience
- A relevant matric qualification
- Risk management experience
- One-two years' experience on Sanfin and CommPay
- A completed Commercial/Financial/Legal/Risk Management or business-related diploma/degree
Knowledge and skills
To be successful you will need to demonstrate good experience in
- Successful candidate should have at least one year's experience in an advice gatekeeping role
- Knowledge of and experience in MS Office
- Good knowledge of the lodging and suspense review processes
- Good basic IT/systems operations knowledge
- Financial Services Industry Knowledge
- Relevant regulatory legislation and compliance knowledge
- Financial Service Product Knowledge Sanlam and competitors
Competencies
- Cultivates innovation
- Client centricity
- Results driven
- Collaboration
- Flexibility and adaptability
- Plans and aligns
- Communicates effectively
- Action oriented
- Optimizes work processes
The closing date for applications is 7 August 2026